Clients 48

Good afternoon, Lukas

22 April · 48 clients · $340.2M AUM

Clients to review

Awaiting client

New ideas

New signals

Clients to review 7

View all

Michael Chen

Tech concentration rose 32% → 38% after NVDA rally · single-name limit 10% breached

Risk

Daniel Kowalski

TLT position −4.2% this week · duration exposure above mandate band

Risk

Elena Ortiz

Recommendation sent 3 days ago · awaiting approval · follow-up due today

Approval

Nasser Al-Masri

Option expiry in 3 days · AAPL Jun calls · rollover decision needed

Lifecycle

New in the idea pool 12

Browse all

CIO M. Laurent 2h ago

Shift to short-duration IG credit

Curve steepening thesis · reduce long-duration, rotate to 1–3y IG at carry advantage.

Matches 6 of your clients

AI Idea Agent 4h ago

Add quality gold miners to EM exposure

Real rates rolling over, EM FX stabilizing · NEM and AEM screen on FCF yield percentile.

Matches 3 of your clients

CIO M. Laurent yesterday

Trim semis on position sizing

YTD +62% · take 1/3 off on NVDA, AVGO · redeploy to lagging industrials.

Matches 9 of your clients

RM A. Novák yesterday

European defense basket

Thematic long · RHM, LDO, BA/ · 6–12m horizon · fundamentals + policy tailwind.

Matches 2 of your clients

Your pipeline today

Open pipeline

Drafts

Sent

Pending approval

Executed today

Executed this month

Michael Chen

Growth mandate · Non-discretionary advisory · Client since Jan 2022

HNW Growth Tech-heavy US

$8.4M

Current AUM

$6.0M

Initial

$3.1M

Net profit

−

$0.7M

Fees

Overview Positions17 Recommendations8 Activity24 Profile

Performance

1M3M6M1Y3YAll

1.14

Sharpe ratio

18.6%

Annualized return

2.1%

Avg monthly return

7.2%

Max drawdown

Allocation

vs. 60/40 benchmark

Equity 62% Fixed income 22% Cash 8% Alternatives 8%

Top positions

View all 23

Instrument	Custodian	Qty	Value	Change
N NVDA Equity	UBS	1,800	$2.10M	+9.1%
AAPL Equity	UBS	4,200	$740K	+1.1%
AV AVGO Equity	UBS	520	$680K	+3.4%
TL TLT ETF	Julius Baer	7,800	$560K	−4.2%
IE IEFA ETF	Julius Baer	6,400	$450K	+0.8%
₿ BTC Digital	Binance	12	$820K	+4.7%

Recent activity

See all

today · 08:14

Concentration signal · Tech 38% of equity

AI detected single-name and sector limit breach after NVDA rally.

today · 09:02

AI drafted rebalance recommendation

Trim NVDA 30% → reallocate to IEFA +2% and 1–3y IG credit +1.5%.

18 Apr

Recommendation executed · BTC reduction 15%

Client approved via app. Custodian: Binance.

11 Apr

Quarterly portfolio review sent

Document delivered · signature confirmed.

2 Mar

Suitability reviewed

Risk tolerance unchanged · time horizon 10y+.

Allocation

vs. 60/40 benchmark

Equity 62% Fixed income 22% Cash 8% Alternatives 8%

Instrument	Custodian	Qty	Value	Unrealized P&L	% portfolio	Day	Activity
Equities · 9 positions			$5.20M	+$1.62M · +45%	62%	+2.4%
NVDA Semiconductors	UBS	1,800	$2.10M	+$1.13M · +116%	25.0%	+9.1%	SignalDraft	⋯
AAPL Tech	UBS	4,200	$740K	+$120K · +19%	8.8%	+1.1%		⋯
AVGO Semiconductors	UBS	520	$680K	+$240K · +54%	8.1%	+3.4%	Executing 30%	⋯
MSFT Tech	UBS	800	$360K	+$88K · +33%	4.3%	+0.8%		⋯
META Tech	UBS	180	$95K	+$45K · +90%	1.1%	+2.7%		⋯
AMZN Tech	UBS	240	$50K	+$14K · +39%	0.6%	+0.9%		⋯
TS TSM Semiconductors	UBS	520	$100K	+$56K · +127%	1.2%	+3.8%		⋯
iS IEFA iShares MSCI EAFE	Julius Baer	6,400	$450K	+$53K · +13%	5.4%	+0.8%	Approved	⋯
VTI Vanguard Total US	Julius Baer	1,800	$625K	+$174K · +38%	7.4%	+0.6%		⋯
Fixed income · 3 positions			$1.85M	−$124K · −3%	22%	−0.9%
iS TLT 20+ Year Treasuries	Julius Baer	7,800	$560K	−$120K · −18%	6.7%	−4.2%		⋯
iS AGG US Aggregate Bond	Julius Baer	9,200	$890K	−$12K · −1%	10.6%	−0.2%		⋯
iS IGSB 1–5 Yr IG Credit	Julius Baer	8,100	$400K	+$8K · +2%	4.8%	+0.1%		⋯
Cash · 3 positions			$670K	—	8%	—
$ USD Idle cash	UBS	—	$480K	—	5.7%	—		⋯
€ EUR Idle cash	Pictet	—	$140K	—	1.7%	—		⋯
₣ CHF Idle cash	UBS	—	$50K	—	0.6%	—		⋯
Digital assets · 2 positions			$680K	+$250K · +58%	8%	+4.1%
BTC Bitcoin	Binance	8.0	$540K	+$200K · +59%	6.4%	+4.7%	Awaiting	⋯
ETH Ethereum	Binance	45	$140K	+$50K · +56%	1.7%	+2.1%		⋯

Exposure

vs. 60/40 benchmark

By sector · equity portion

Technology52% Financials14% Industrials10% Healthcare8% Other16%

By region

United States74% Europe12% Asia8% Other6%

By currency

USD82% EUR10% CHF8%

Trim NVDA 30%, rotate to IEFA +2% and IG credit +1.5%

Tech concentration breach: single-name 25% and sector 38%. Reduce idiosyncratic risk while maintaining equity beta.

AI Idea Agent drafted today · 09:02 Draft

Rebalance to mandate band

Bring sector weights within ±5% of IPS targets. Minor trim in tech, add to healthcare and staples.

RM Lukas Weber sent 19 Apr · 3 days ago Awaiting client

Reduce BTC exposure 15%

Digital assets share grew to 8% from 5% target. Harvest some gains, rotate into gold miners per CIO idea.

AI Idea Agent sent 18 Apr · 4 days ago Awaiting client

Increase IEFA allocation by $200K

International developed equities underweight vs benchmark. Rotate from cash reserve.

CIO M. Laurent approved 20 Apr · 2 days ago Approved

Add EM small caps basket — $150K

Diversification into EM factor exposure. VWO + EEMS staggered over 3 weeks to reduce entry risk.

66% executed · $99K of $150K 2 of 3 tranches filled

RM Lukas Weber executing · started 15 Apr Executing 66%

Trim AVGO position 20%

Position up 54% YTD · trim into strength to enforce position-sizing rules.

30% executed · 31 of 104 shares Working order at custodian

CIO M. Laurent executing · started 21 Apr Executing 30%

Reduce TLT position 15%

Duration hedge against inflation surprise. Trim long bonds, rotate to short-duration IG.

100% executed · 1,170 shares Outcome: −$18K vs −$22K benchmark

CIO M. Laurent executed 18 Apr · 4 days ago Executed

Rotate 2% into VTI from cash

Deploy idle USD into broad US equity per cash deployment schedule.

100% executed · $168K deployed Outcome: +$9K · tracked

RM Lukas Weber executed 2 Apr · 20 days ago Executed

Full activity timeline · filterable by type (signals, recommendations, communications, lifecycle events, AI notes) · not drawn in this mockup.

Client details

Edit

Legal name: Michael Chen
Segment: HNW · Growth
Mandate type: Non-discretionary advisory
Client since: 12 January 2022
Home currency: USD
Domicile: Switzerland
Tax residence: CH · confirmed 2 Mar 2026
Next review: 5 May 2026

Investment policy

Open IPS

Benchmark: 60/40 global equity/bond
Target return: 8–12% p.a.
Time horizon: 10+ years
Max drawdown: 15% tolerance
Liquidity need: Low · quarterly

Constraints

No alcohol or tobacco exposure
Max 30% single sector
Max 10% single position
Min 5% cash reserve

Suitability & risk profile

Retake questionnaire

Risk tolerance score

7/10

Medium-high

KYC last reviewed

2 Mar 2026

Next review · 5 May 2026

Investment experience

8+ years

Equities, bonds, options, digital

Source of wealth

Business sale (2018, tech) · equity compensation · inherited portfolio

Fees & billing

Schedule

Advisory fee: 0.75% AUM p.a.
Recommendation fee: $250 per executed rec
Billing frequency: Quarterly · in arrears
Last invoice: $15,750 · 1 Apr 2026
YTD fees: $15,750 + $1,500 rec fees

Contact & preferences

Edit

Email: m.chen@example.com
Phone: +41 44 555 01 02
Messaging: Signal · preferred
Timezone: Europe/Zurich
Language: English
Reporting: Monthly · PDF via app

Documents 7

Upload

Advisory Agreement

Master agreement · v2.1

Signed 12 Jan 2022

Investment Policy Statement

IPS · current version

Signed 12 Jan 2022

Suitability Questionnaire

Annual review

Completed 2 Mar 2026

KYC Documentation

Identity · source of wealth

Verified 2 Mar 2026

MiFID II Risk Disclosure

Regulatory disclosure

Acknowledged 12 Jan 2022

Q1 2026 Performance Report

Quarterly · auto-generated

Delivered 11 Apr 2026

Tax Summary 2025

Annual · for CH tax

Delivered 15 Jan 2026

Profile

Edit

Segment: HNW · Growth
Mandate: Non-discretionary advisory
Inception: Jan 2022
Home CCY: USD
Benchmark: 60/40 global
Suitability: Medium-high · 2 Mar
Next review: 5 May
Fee schedule: 0.75% AUM + reco fee
RM: Lukas Weber

Custodians

UBS$4.2M

Julius Baer$2.8M

Binance$1.4M

Active recommendations

Trim NVDA 30% → IEFA + IG credit

Draft · AI-generated · waiting your review

Rebalance to mandate band

Sent 3d ago · client reviewing

Compliance

Suitability review up to date

Sector concentration limit breach

Draft a rebalance for Chen — the tech concentration one.

Drafted. NVDA trim 30% → redeploy into IEFA (+2%) and short-duration IG (+1.5%). Same structure you used for Daniel Kowalski last month — reuse that rationale template?

Based on: Chen portfolio · CIO note 12 Apr · prior draft for Kowalski

Today summary ×

Discusses here · sends drafts and actions to the canvas when ready

Inbox 11

Signal08:14

Tech concentration breach

Sector weight 38% vs 30% limit after NVDA +9%.

AI Portfolio Monitor MCMichael Chen

Idea2h

Shift to short-duration IG credit

Curve steepening · rotate from long-duration to 1–3y IG.

CIO M. Laurentmatches 6 clients

Client approved1h

Increase IEFA allocation by $200K

Client approved · send to broker to execute.

CIO M. Laurent MCMichael Chen

Signal07:40

Duration band breach

TLT drawdown −4.2% · mandate band exceeded.

AI Portfolio Monitor DKDaniel Kowalski

Idea4h

Quality gold miners — EM hedge

Real rates rolling over · NEM, AEM screen best on FCF yield.

AI Idea Agentmatches 3 clients

Signal06:02

Option lifecycle event

AAPL Jun calls expire in 3 days · rollover decision needed.

AI Portfolio Monitor NMNasser Al-Masri

Client approvedyesterday

Rotate 1% cash into EU banks basket

Client approved · ready to stage execution across custodians.

RM Lukas Weber VHVictor Huang

Ideayesterday

Trim semis on position sizing

YTD +62% · take 1/3 off NVDA, AVGO · redeploy to industrials.

CIO M. Laurentmatches 9 clients

Ideayesterday

European defense basket

Thematic long · RHM, LDO, BA/ · 6–12m horizon.

RM A. Novákmatches 2 clients